The four moduli and the Vp/Vs ratio

Part 5, Rock Physics & AVO

Learning objectives

  • Define the bulk modulus K, shear modulus μ, Lamé first parameter λ, and Young’s modulus E in physical terms
  • Derive Vp and Vs from the moduli and bulk density
  • Read the Vp/Vs ratio as a fluid and lithology indicator
  • Recognize Castagna’s mudrock line and what departures from it mean
  • Use a rock crossplot to see how lithology and fluid type cluster in elastic-property space

Section 5.1 described an isotropic elastic rock by three numbers, VPV_{\mathrm{P}}, VSV_{\mathrm{S}} and ρ\rho. This section looks underneath them, at the elastic moduli: the stiffnesses that say how a rock resists each kind of deformation. Given the moduli and the density we can compute the velocities; given the velocities and the density we can read the moduli back, which is what Figure 5.2 does for every rock it plots.

Why bother with the moduli when we already have the velocities? Because the moduli are what geology changes. A new pore fluid, a different mineral, more compaction or more cement: each acts on the moduli first, and on the velocities only through them. Rock physics works with the moduli for that reason.

The four moduli, geometrically

Imagine a small cube of rock at depth, deformed in different ways:

  • Bulk modulus KK: squeeze the cube equally from all sides. KK is its resistance to a change of volume: a high-KK rock is hard to compress. The rocks of Figure 5.2 run from 4.7 GPa in the coal to 72 GPa in the anhydrite; brine is near 2.5 GPa, and gas at reservoir pressure only a few hundredths of a GPa.
  • Shear modulus μ\mu: push the top face sideways, so the cube changes shape at constant volume. μ\mu is the resistance to that change of shape. A fluid cannot resist shear: its μ\mu is zero, which is why fluids carry no S-waves. The library runs from 1.8 GPa in the soft shale to 34 GPa in the dolomite.
  • Lamé’s first parameter λ\lambda: with μ\mu it writes Hooke’s law for an isotropic solid, σij=λ εkk δij+2μ εij\sigma_{ij} = \lambda\,\varepsilon_{kk}\,\delta_{ij} + 2\mu\,\varepsilon_{ij}, so λ\lambda is the stress a change of volume produces in every direction, on top of the shear part; λ=K−23μ\lambda = K - \tfrac{2}{3}\mu. Times the density it is one axis of Goodway’s λρ\lambda\rho against μρ\mu\rho crossplot, plate (b) of the figure and a workhorse of the AVO analysis of Section 5.4.
  • Young’s modulus EE: pull a bar along its length, leaving it free to thin sideways; EE is the stress per unit of stretch. It is the modulus of introductory mechanics and of geomechanics (fracture design, wellbore stability), and less used in seismic work.

Poisson’s ratio ν\nu (some texts write σ\sigma) is not a modulus but a ratio: how much the bar thins sideways for each unit it stretches. Ordinary rocks fall between 0 and 0.5, and a fluid, with μ=0\mu = 0, sits at the limit of 0.5.

KK and μ\mu are the two primary moduli for seismic. Every other quantity here, λ\lambda, EE, ν\nu and both velocities, follows from KK, μ\mu and ρ\rho.

From moduli to velocities

For an isotropic elastic medium the wave equation gives

VP=K+43μρ,VS=μρV_{\mathrm{P}} = \sqrt{\dfrac{K + \tfrac{4}{3}\mu}{\rho}}, \qquad V_{\mathrm{S}} = \sqrt{\dfrac{\mu}{\rho}}

The P-wave velocity depends on both the bulk and the shear stiffness, because a P-wave changes both the volume and the shape of the rock it passes through; the S-wave velocity depends on the shear stiffness alone. Density sits under both square roots, but a denser rock is not necessarily slower: in most rocks the moduli rise faster than the density does.

Turned round, the velocities and the density give the moduli:

μ=ρVS2,K=ρ(VP2−43VS2),λ=ρ(VP2−2VS2)\mu = \rho V_{\mathrm{S}}^2, \qquad K = \rho\left(V_{\mathrm{P}}^2 - \tfrac{4}{3}V_{\mathrm{S}}^2\right), \qquad \lambda = \rho\left(V_{\mathrm{P}}^2 - 2V_{\mathrm{S}}^2\right)
E=ρVS2(3VP2−4VS2)VP2−VS2,ν=VP2−2VS22(VP2−VS2)E = \dfrac{\rho V_{\mathrm{S}}^2\left(3V_{\mathrm{P}}^2 - 4V_{\mathrm{S}}^2\right)}{V_{\mathrm{P}}^2 - V_{\mathrm{S}}^2}, \qquad \nu = \dfrac{V_{\mathrm{P}}^2 - 2V_{\mathrm{S}}^2}{2\left(V_{\mathrm{P}}^2 - V_{\mathrm{S}}^2\right)}

With velocities in km/s and density in g/cm³ the moduli come out directly in GPa. The brine sand of Figure 5.2, with VP=3.30V_{\mathrm{P}} = 3.30 km/s, VS=1.81V_{\mathrm{S}} = 1.81 km/s and ρ=2.30\rho = 2.30 g/cm³, has μ=2.30×1.812=7.54\mu = 2.30 \times 1.81^2 = 7.54 GPa and K=25.05−10.05=15.00K = 25.05 - 10.05 = 15.00 GPa.

So any pair of (VPV_{\mathrm{P}}, VSV_{\mathrm{S}}), (KK, μ\mu) or (λ\lambda, μ\mu), with the density, carries the full elastic description of an isotropic rock. Communities pick different pairs: rock physicists and reservoir engineers work in KK and μ\mu; AVO analysts often in λρ\lambda\rho and μρ\mu\rho (Goodway et al. 1997), which come straight from the P and S impedances an inversion delivers, λρ=ZP2−2ZS2\lambda\rho = Z_{\mathrm{P}}^2 - 2Z_{\mathrm{S}}^2 and μρ=ZS2\mu\rho = Z_{\mathrm{S}}^2; machine-learning workflows often in VPV_{\mathrm{P}} and VP/VSV_{\mathrm{P}}/V_{\mathrm{S}}.

The velocity ratio: a lithology and fluid diagnostic

The ratio of the two velocities depends on the ratio of the two moduli alone:

(VPVS)2=Kμ+43\left(\dfrac{V_{\mathrm{P}}}{V_{\mathrm{S}}}\right)^2 = \dfrac{K}{\mu} + \dfrac{4}{3}

Density cancels. VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} measures the kind of stiffness a rock has, not its weight, which makes it a clean diagnostic. Two things move it:

  • Pore fluid. Gas in place of brine lowers KK sharply, because gas is far more compressible than water, and leaves μ\mu alone, because neither fluid carries shear. K/μK/\mu falls, and VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} with it. The brine, oil and gas sands of the library share one frame: μ\mu is 7.54, 7.53 and 7.48 GPa, nearly equal (Gassmann’s equation in Section 5.3 makes them exactly equal), while KK falls from 15.00 to 11.10 to 6.10 GPa and VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} from 1.82 to 1.68 to 1.47. Gas sands commonly read near 1.5 to 1.7; brine sands of the same porosity read higher.
  • Lithology. The minerals set the baseline: from their moduli (as tabulated by Mavko et al. 2009), quartz alone has VP/VS≈1.48V_{\mathrm{P}}/V_{\mathrm{S}} \approx 1.48, calcite 1.92 and dolomite 1.86. So dry or gas-filled quartz sandstones read low, limestones near 1.9 (the library’s reads 1.90) and dolomites a little lower (1.83). Shales read high when soft and young (the library’s soft shale reads 2.44) and come down as they compact (the hard shale reads 1.81); halite reads 1.67 and coal 1.92.

So a low VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} inside a sand and shale sequence points to a sand, and an unusually low one to gas. In a carbonate the same reading means something else and may not point to gas at all.

Castagna’s mudrock line

Castagna, Batzle and Eastwood (1985) fitted measurements of water-saturated mudrocks with a straight line:

VP=1.16 VS+1.36(km/s),orVS=0.862 VP−1.172V_{\mathrm{P}} = 1.16\,V_{\mathrm{S}} + 1.36 \quad (\text{km/s}), \qquad \text{or} \qquad V_{\mathrm{S}} = 0.862\,V_{\mathrm{P}} - 1.172

This is the mudrock line. Water-saturated mudrocks scatter closely about it, so a departure from it says that a rock is not behaving like one. Because the line does not pass through the origin, the ratio it implies falls as mudrocks stiffen: 3.04 at 2.2 km/s, 2.18 at 2.9 km/s and 1.81 at 3.8 km/s. A departure is therefore best stated as a difference in VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} at the rock’s own VPV_{\mathrm{P}}:

  • At lower VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} than the line, a higher VSV_{\mathrm{S}} for the same VPV_{\mathrm{P}}: clean sands, and hydrocarbons. Brine sands lie a little off the line on this side, and oil and gas sands further off, gas furthest. In the opening view of Figure 5.2, VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} against VPV_{\mathrm{P}}, these rocks plot below the line; with VSV_{\mathrm{S}} across and VPV_{\mathrm{P}} up, to its right.
  • At higher VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} than the line: rocks softer in shear than a mudrock of the same VPV_{\mathrm{P}}. The limestone, the dolomite, the anhydrite and the basalt of the library sit here, 0.29 to 0.48 above the line at their high VPV_{\mathrm{P}}, where its ratio has fallen to about 1.5, while the halite, at 4.5 km/s, sits almost on it: the line was fitted to mudrocks, and other rocks follow trends of their own.

Greenberg and Castagna (1992) published such trends for brine-saturated sandstone, limestone, dolomite and shale. Figure 5.2 draws the first three beside the mudrock line, which their shale line follows to within 0.16 km/s from 2 to 5 km/s; it draws them on any pair of axes built from the velocities alone, except VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} against Poisson’s ratio, where every rock and every trend falls on one curve, and it measures every rock’s distance from the mudrock line.

The brine sand: μ = 7.54 GPa and K = 15.00 GPa, so VP/VS = 1.82,0.15 below the mudrock line. With gas, K falls to 6.10 GPa and VP/VS to 1.47.(a) VP/VS against VP2345671.52.02.53.0VP (km/s)soft shalebrine sandgas sandcoallimestoneanhydrite(b) μρ against λρ (GPa·g/cm³), log scales111010100100gas sandbrine sandcoaldolomiteSolid: Castagna’s mudrock line, VP = 1.16 VS + 1.36 km/s. Dashed and dotted: Greenberg–Castagna brine trendsfor sandstone, limestone and dolomite. In (b), dotted lines of constant VP/VS of 1.5, 2.0 and 2.5. Moduli from theplotted velocities and densities: μ = ρVS², K = ρ(VP² − 4/3 VS²). With gas, λρ falls from 22.9 to 2.29.

Reading Figure 5.2

  1. The brine sand. The figure opens on it: μ=7.54\mu = 7.54 GPa, K=15.00K = 15.00 GPa, K/μ=1.99K/\mu = 1.99 and VP/VS=1.82V_{\mathrm{P}}/V_{\mathrm{S}} = 1.82, which is 0.15 below the 1.97 the mudrock line gives at its VPV_{\mathrm{P}}. It lies on the Greenberg–Castagna sandstone trend, which gives VS=1.80V_{\mathrm{S}} = 1.80 km/s at 3.30 km/s against its 1.81.
  2. The shales. The soft, medium and hard shale read 2.44, 2.00 and 1.81: the ratio falls as the shale stiffens, as along the mudrock line. The hard shale sits on the line; the medium shale is 0.18 below it and the soft shale 0.60 below, where the line gives 3.04. Real shales scatter about the line, and the library’s soft shale is stiffer in shear than Castagna’s fit.
  3. The fluids. Swap the brine for oil and then gas (the first exercise does it for you): μ\mu hardly moves, KK falls from 15.00 to 11.10 to 6.10 GPa, and the ratio from 1.82 to 1.68 to 1.47, which puts the gas sand 0.79 below the mudrock line.
  4. Plate (b). On Goodway’s plane the same swap moves the sand to the left: λρ\lambda\rho falls from 22.9 to 13.4 to 2.29 GPa·g/cm³, the lowest of the library, while μρ\mu\rho falls only from 17.3 to 15.3, and only because the rock gets lighter. Incompressibility sees the fluid; rigidity sees the frame.
  5. Carbonates and evaporites. The limestone (1.90) sits on its Greenberg–Castagna trend and the dolomite (1.83) a little above its own, both above the mudrock line at their high VPV_{\mathrm{P}}. In (b) they stand with the anhydrite and the basalt at λρ\lambda\rho from 94 to 157, more than twice the hard shale’s 39 and four to seven times the brine sand’s 23.
  6. Coal. Choose it and plot VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} against ZPZ_{\mathrm{P}}. Coal has the lowest impedance in the library, 3.22 km/s·g/cm³ against 5.74 for the gas sand, so on a stack it is as soft and bright as gas; but its ratio is an ordinary 1.92 and its μρ\mu\rho, 2.82, is a fifth of the gas sand’s 15.3. Low λρ\lambda\rho with very low μρ\mu\rho is coal; low λρ\lambda\rho with ordinary μρ\mu\rho is gas.
  7. Your own rock. Hold VPV_{\mathrm{P}} and ρ\rho and drag VP/VSV_{\mathrm{P}}/V_{\mathrm{S}}: ρVP2=K+43μ\rho V_{\mathrm{P}}^2 = K + \tfrac{4}{3}\mu stays fixed, so every step of the ratio moves stiffness between KK and μ\mu. Plotting VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} against ZPZ_{\mathrm{P}} gives the crossplot of inversion-derived attributes in Section 5.6.

Why the mudrock line works

Castagna’s relation is empirical, but its shape has a physical reading. Along the line, K/μ=(VP/VS)2−43K/\mu = (V_{\mathrm{P}}/V_{\mathrm{S}})^2 - \tfrac{4}{3} falls from about 7.9 at 2.2 km/s to 1.9 at 3.8 km/s. Young mud is a loose, water-filled aggregate of clay whose bulk stiffness is mostly the water’s and whose shear stiffness is small; compaction and cement build the grain contacts that carry shear, so μ\mu grows faster than KK.

Sandstones lie off the line on the low side because their quartz framework is stiff in shear (quartz alone has VP/VS≈1.48V_{\mathrm{P}}/V_{\mathrm{S}} \approx 1.48), so at a given VPV_{\mathrm{P}} a sand has a higher VSV_{\mathrm{S}} than a mudrock. Gas, by lowering KK further, takes it further off.

The line therefore separates rocks that behave like water-saturated mudrock from rocks that do not. It does not identify gas: a clean, consolidated brine sand departs from it too, and in the library so does the coal, 0.92 below it at its low VPV_{\mathrm{P}}, further than the gas sand’s 0.79. What it answers is the first question of lithology interpretation: is this rock behaving like shale?

Common pitfalls

  • The mudrock line is a regional fit. Castagna and his co-authors pooled measurements of water-saturated mudrocks; a basin with a different mineralogy, pressure or temperature has a slightly different line, and production QI work refits it to local logs.
  • A low VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} alone does not mean gas. A clean, well-cemented quartz sandstone reads low with brine in it. The opposite trap is coal: soft and bright like gas on impedance, with an ordinary ratio and very low rigidity. Combine the ratio, or μρ\mu\rho, with the impedance.
  • Absolute moduli need density. VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} gives K/μK/\mu, not KK and μ\mu; to put them in GPa you need ρ\rho as well.
  • Anisotropy. Real rocks, shales above all, are not isotropic: their velocities depend on the direction of travel relative to the fabric. The two moduli are then replaced by a stiffness tensor, and interpretation uses vertical and horizontal velocities and Thomsen’s parameters such as ε\varepsilon.

You now have the machinery: three numbers (VPV_{\mathrm{P}}, VSV_{\mathrm{S}}, ρ\rho) describe the rock, two moduli (KK, μ\mu) describe its stiffness, and the ratio VP/VSV_{\mathrm{P}}/V_{\mathrm{S}} flags a change of fluid or lithology. Section 5.3 introduces Gassmann’s equation, which predicts how KK, and so VPV_{\mathrm{P}}, VSV_{\mathrm{S}} and ρ\rho, change when one pore fluid replaces another while μ\mu stays fixed. That is the central tool of quantitative interpretation, and what makes the AVO and inversion workflow practical.

References

  • Mavko, G., Mukerji, T., & Dvorkin, J. (2009). The Rock Physics Handbook (2nd ed.). Cambridge University Press.
  • Castagna, J. P., Batzle, M. L., & Eastwood, R. L. (1985). Relationships between compressional-wave and shear-wave velocities in clastic silicate rocks. Geophysics, 50(4), 571-581.
  • Greenberg, M. L., & Castagna, J. P. (1992). Shear-wave velocity estimation in porous rocks: theoretical formulation, preliminary verification and applications. Geophysical Prospecting, 40(2), 195-209.
  • Goodway, B., Chen, T., & Downton, J. (1997). Improved AVO fluid detection and lithology discrimination using Lamé petrophysical parameters. SEG Technical Program Expanded Abstracts, 183-186.
  • Aki, K., & Richards, P. G. (2002). Quantitative Seismology (2nd ed.). University Science Books.
  • Hilterman, F. (2001). Seismic Amplitude Interpretation. SEG/EAGE Distinguished Instructor Short Course.

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