Fields, Field Extensions, and Galois Theory

Part 11, Chapter 11: Abstract Algebra Survey

Learning objectives

  • Define fields, field extensions, and the degree [K:F][K:F]
  • Construct the splitting field of a polynomial and identify the Galois group
  • State the fundamental theorem of Galois theory (correspondence between subgroups and intermediate fields)
  • Connect solvability of polynomial equations to solvability of the Galois group, and explain Abel-Ruffini

Galois theory is the moment abstract algebra produces something the ancients could not. For two thousand years mathematicians knew the quadratic formula, found cubic and quartic formulas in the sixteenth century, and tried in vain to find a quintic formula. Then, in the 1820s, Abel and Galois showed why no such formula could exist: the symmetries of the roots form a group, and the algebraic operations available to a "formula" can only produce groups of a very restricted shape. The general quintic's symmetry group does not have that shape, end of story. This is the prototype of every "no algorithm exists" theorem in modern mathematics.

Fields and extensions

A field is a commutative ring with unity in which every nonzero element has a multiplicative inverse. Examples: mathbbQ,mathbbR,mathbbC\mathbb{Q}, \mathbb{R}, \mathbb{C}, and the finite fields mathbbFp=mathbbZ/pmathbbZ\mathbb{F}_p = \mathbb{Z}/p\mathbb{Z}p=mathbbZ/pmathbbZ for prime pp. A field extension is an inclusion FsubseteqKF \subseteq K of fields. We write K/FK/F and read it "KK over FF."

The degree [K : F] is the dimension of KK as an FF-vector space. For example, [\mathbb{C} : \mathbb{R}] = 2 because 1,i\{1, i\} is an mathbbR\mathbb{R}-basis, and [\mathbb{Q}(\sqrt{2}) : \mathbb{Q}] = 2 because 1,sqrt2\{1, \sqrt{2}\} is a mathbbQ\mathbb{Q}-basis. The tower law says [L : F] = [L : K] \cdot [K : F] whenever FsubseteqKsubseteqLF \subseteq K \subseteq L.

Galois group: the symmetries of the roots

Given an extension K/FK/F, the Galois group operatornameGal(K/F)\operatorname{Gal}(K/F) is the group of all field automorphisms sigma:KtoK\sigma : K \to K that fix FF pointwise (so sigma(c)=c\sigma(c) = c for every cinFc \in F). Concretely, if KK is the splitting field of a polynomial p(x) \in F[x], every element of operatornameGal(K/F)\operatorname{Gal}(K/F) permutes the roots of pp. The Galois group acts on roots; that is the entire content of the theory.

Example: for K=mathbbQ(sqrt2)K = \mathbb{Q}(\sqrt{2}) over F=mathbbQF = \mathbb{Q}, an automorphism is determined by where it sends sqrt2\sqrt{2}, and since sigma(sqrt2)2=sigma(2)=2\sigma(\sqrt{2})^2 = \sigma(2) = 2, we have sigma(sqrt2)insqrt2,sqrt2\sigma(\sqrt{2}) \in \{\sqrt{2}, -\sqrt{2}\}. So operatornameGal(K/F)=2|\operatorname{Gal}(K/F)| = 2 and operatornameGal(K/F)congmathbbZ/2mathbbZ\operatorname{Gal}(K/F) \cong \mathbb{Z}/2\mathbb{Z}.

The truth-table widget above is not literally a Galois group, but its 2-row two-input pattern (rows indexed by PinT,FP \in \{T, F\}, columns by QQ) is structurally identical to the operatornameGal(mathbbQ(sqrt2,sqrt3)/mathbbQ)\operatorname{Gal}(\mathbb{Q}(\sqrt{2}, \sqrt{3}) / \mathbb{Q}) character table: two independent two-element symmetries (flip sqrt2tosqrt2\sqrt{2} \to -\sqrt{2}; flip sqrt3tosqrt3\sqrt{3} \to -\sqrt{3}) generating a Klein four-group mathbbZ/2timesmathbbZ/2\mathbb{Z}/2 \times \mathbb{Z}/2. Small finite groups look like truth tables.

The fundamental theorem of Galois theory

For a finite Galois extension K/FK/F (where KK is the splitting field of a separable polynomial over FF) with Galois group G=operatornameGal(K/F)G = \operatorname{Gal}(K/F):

  • There is a one-to-one correspondence between subgroups HleqGH \leq G and intermediate fields FsubseteqEsubseteqKF \subseteq E \subseteq K, given by HleftrightarrowE=KHH \leftrightarrow E = K^H (the fixed field of HH).
  • The correspondence is inclusion-reversing: larger subgroups correspond to smaller fields.
  • [K : E] = |H| and [E : F] = [G : H].
  • E/FE/F is itself a Galois extension if and only if HH is a normal subgroup of GG; in that case operatornameGal(E/F)congG/H\operatorname{Gal}(E/F) \cong G/H.

This is one of the most beautiful theorems in mathematics: an algebraic problem about polynomials is converted into a combinatorial problem about subgroups.

Solvability by radicals

A polynomial equation is solvable by radicals if its roots can be written using only +,,times,div+, -, \times, \div and nn-th roots \sqrt[n]{\cdot}. A group GG is solvable if it has a chain of subgroups e=G0trianglelefteqG1trianglelefteqcdotstrianglelefteqGn=G\{e\} = G_0 \trianglelefteq G_1 \trianglelefteq \cdots \trianglelefteq G_n = Gn=G with each quotient Gi+1/GiG_{i+1} / G_i abelian. Galois's great theorem: a polynomial is solvable by radicals if and only if its Galois group is solvable.

The general quintic x5+a4x4+cdots+a0x^5 + a_4 x^4 + \cdots + a_0 has Galois group S5S_5. The chain etrianglelefteqA5trianglelefteqS5\{e\} \trianglelefteq A_5 \trianglelefteq S_5 has quotient A5A_5, which is simple (no nontrivial normal subgroups) and non-abelian (order 6060). So S5S_5 is not solvable, and the general quintic is not solvable by radicals, the Abel-Ruffini theorem.

Where this shows up
  • Computer algebra: Mathematica, Maple, and SageMath all include Galois-group computations as a primitive. When the system tells you "this equation has no closed-form solution," it has computed the Galois group and checked whether it is solvable.
  • Elliptic-curve cryptography: The endomorphism ring of an elliptic curve over a finite field is governed by its Galois action. Security proofs for ECC reduce to Galois-theoretic statements about isogeny graphs.
  • Geometric impossibilities: Trisecting a general angle, doubling the cube, and squaring the circle, the three famous unsolvable Greek problems, are all proved impossible by showing the relevant field extension has degree not a power of 22, which it would need to be to be constructible by compass and straightedge.
  • Inverse Galois problem: A still-open question that has driven much modern algebra: is every finite group the Galois group of some Galois extension of mathbbQ\mathbb{Q}? Many cases are known; the general problem remains unsolved.

Pause and think: Compute [\mathbb{Q}(\sqrt[3]{2}) : \mathbb{Q}]. (Hint: the minimal polynomial of \sqrt[3]{2} is x32x^3 - 2, irreducible by Eisenstein at p=2p = 2.) Is \mathbb{Q}(\sqrt[3]{2})/\mathbb{Q} a Galois extension over mathbbQ\mathbb{Q}? (Hint: does \mathbb{Q}(\sqrt[3]{2}) contain all three roots of x32x^3 - 2?)

Try it

  • Predict first: what is operatornameGal(mathbbQ(i)/mathbbQ)\operatorname{Gal}(\mathbb{Q}(i)/\mathbb{Q})? (Hint: an automorphism must send ii to another root of x2+1x^2 + 1.) How many elements does the group have? Name it.
  • Construct a field with 99 elements. (Hint: start with mathbbF_3=mathbbZ/3mathbbZ\mathbb{F}_3 = \mathbb{Z}/3\mathbb{Z} and adjoin a root of an irreducible quadratic over mathbbF3\mathbb{F}_3, for example x2+1x^2 + 1.) Verify that x2+1x^2 + 1 is irreducible over mathbbF3\mathbb{F}_3.
  • True or false: every finite extension of mathbbQ\mathbb{Q} is a Galois extension. (Hint: think about \mathbb{Q}(\sqrt[3]{2}), how many of the roots of x32x^3 - 2 live in it?)
  • Compute [\mathbb{Q}(\sqrt{2}, \sqrt{3}) : \mathbb{Q}] using the tower law. (Hint: pass through mathbbQ(sqrt2)\mathbb{Q}(\sqrt{2}) and show sqrt3notinmathbbQ(sqrt2)\sqrt{3} \notin \mathbb{Q}(\sqrt{2}).)
  • The fundamental theorem in action: list every subgroup of the Klein four-group V_4=e,a,b,abV_4 = \{e, a, b, ab\}. How many intermediate fields does mathbbQ(sqrt2,sqrt3)/mathbbQ\mathbb{Q}(\sqrt{2}, \sqrt{3})/\mathbb{Q} therefore have, INCLUDING the trivial extensions mathbbQ\mathbb{Q} itself and the full mathbbQ(sqrt2,sqrt3)\mathbb{Q}(\sqrt{2}, \sqrt{3})?

A trap to watch for

It is tempting to think Galois theory says the quintic is "unsolvable" in some absolute sense. It does not. The quintic is unsolvable by radicals, using +,,times,div+, -, \times, \div, and nn-th roots. Specific quintics are perfectly solvable: x52=0x^5 - 2 = 0 has roots \sqrt[5]{2} \cdot \zeta^k for k=0,ldots,4k = 0, \ldots, 4, where zeta=e2pii/5\zeta = e^{2\pi i/5} is a fifth root of unity. The unsolvable result is about the general quintic, where the coefficients are independent indeterminates and the Galois group is the full S_5S_5. Modern numerical methods (Newton's, Aberth's, Durand-Kerner's) routinely solve quintics to arbitrary precision, "no formula in radicals" is not the same as "no answer."

What you now know

You can compute degrees of small extensions of mathbbQ\mathbb{Q}, write down Galois groups in simple cases, apply the tower law, and state the fundamental theorem connecting subgroups to intermediate fields. You also know why the quintic resisted the algebraists for centuries: not because no one was clever enough, but because the group A_5A_5 is simple. The next chapter shifts gears completely, from algebra to analysis, and asks: what does it mean to integrate a function?

Mark section complete →

References

  • Garrity, T. (2002). All the Mathematics You Missed: But Need to Know for Graduate School. Cambridge University Press, ch. 11.
  • Dummit, D. S., Foote, R. M. (2003). Abstract Algebra (3rd ed.). Wiley, ch. 13-14.
  • Artin, M. (2010). Algebra (2nd ed.). Pearson, ch. 15-16.
  • Lang, S. (2002). Algebra (3rd revised ed.). Springer, ch. 5-6.
  • Stewart, I. (2015). Galois Theory (4th ed.). Chapman and Hall/CRC.

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